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Module 2: Syntax Analysis (Parser)

  1. Q1a. Which of the following is the most powerful parser? (i) SLR (ii) LALR (iii) Canonical LR (iv) Operator precedence20232m

    Module 2: Syntax Analysis (Parser)

    Which of the following is the most powerful parser?
    (i) SLR
    (ii) LALR
    (iii) Canonical LR
    (iv) Operator precedence

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    Worked Solution

    Answer: (iii) Canonical LR

    Explanation

    Parsers can be ordered by the size of the grammar class they can handle (their power):

    • Operator-precedence parsing: only works on operator grammars (no ϵ\epsilon, no two adjacent nonterminals) — the least general.
    • SLR(1): uses the LR(0) items but decides reduce actions using the broad FOLLOW\mathrm{FOLLOW} set of the left-hand nonterminal, ignoring the specific context of each item → weaker.
    • LALR(1): merges LR(1) items that share the same core (same item, different lookahead). More powerful than SLR(1).
    • Canonical LR / LR(1): keeps every lookahead separate, producing the most states and therefore accepting the largest set of grammars among the given options.

    Hence the most powerful parser is:

    (iii) Canonical LR (LR(1))\boxed{\text{(iii) Canonical LR (LR(1))}}

    Order of power (weakest → strongest):
    Operator-precedence < SLR(1) < LALR(1) < Canonical LR(1)

  2. Q1b. A top down parser generates (i) Rightmost derivation (ii) Rightmost derivation in reverse (iii) Leftmost derivation (iv) Left most derivation in reverse20232m

    Module 2: Syntax Analysis (Parser)

    A top down parser generates
    (i) Rightmost derivation
    (ii) Rightmost derivation in reverse
    (iii) Leftmost derivation
    (iv) Left most derivation in reverse

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    Worked Solution

    Answer: (iii) Leftmost derivation

    Explanation

    A top-down parser starts from the start symbol (root) and tries to derive the input string by expanding nonterminals in leftmost order — i.e. it always expands the leftmost nonterminal first.

    • Leftmost derivation: each step replaces the leftmost nonterminal — this is exactly what a top-down (recursive-descent / predictive / LL) parser constructs.
    • Rightmost derivation: each step replaces the rightmost nonterminal — not what a top-down parser does.
    • Rightmost derivation in reverse / handle pruning: that is the basis of bottom-up parsing (LR parsers), not top-down.

    Therefore a top-down parser generates a

    (iii) Leftmost derivation\boxed{\text{(iii) Leftmost derivation}}

  3. Q1e. Handle pruning forms the basis of........ (i) Bottom up parsing (ii) Top down parsing (iii) Predictive parsing (iv) Recursive descent parsing20232m

    Module 2: Syntax Analysis (Parser)

    Handle pruning forms the basis of........
    (i) Bottom up parsing
    (ii) Top down parsing
    (iii) Predictive parsing
    (iv) Recursive descent parsing

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    Worked Solution

    Answer: (i) Bottom-up parsing

    Explanation

    • A handle is a substring of a (right) sentential form that matches the right-hand side of a production, and whose reduction brings us one step closer to the start symbol when reduced.
    • Handle pruning is the process of repeatedly finding the handles (finding the rightmost such substring during a rightmost reduction) and reducing them — from the input string up to the start symbol.
    • This is precisely how a bottom-up parser (shift-reduce / LR parser) works: it repeatedly reduces handles until the entire input has been reduced to the start symbol.

    Top-down parsing, predictive parsing, and recursive-descent parsing all work top-down (expanding the root) and do not prune handles.

    (i) Bottom up parsing\boxed{\text{(i) Bottom up parsing}}

  4. Q1f. Left factoring guarantees (i) Not occurring of backtracking (ii) Cycle free parse tree (iii) Error free target code (iv) Correct LL(1) parsing table20232m

    Module 2: Syntax Analysis (Parser)

    Left factoring guarantees
    (i) Not occurring of backtracking
    (ii) Cycle free parse tree
    (iii) Error free target code
    (iv) Correct LL(1) parsing table

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    Worked Solution

    Answer: (i) Not occurring of backtracking

    Explanation

    • Left factoring is a grammar transformation that factors out the common prefix of two or more production alternatives.
    • It is used to remove uncertainty about which alternative to choose when a common prefix could lead to two different nonterminal, which otherwise forces the parser to backtrack while building a predictive (LL) parser.

    How it works:
    A→αβ1∣αβ2  ⇒  A→αA′,A′→β1∣β2A \to \alpha\beta_1 \mid \alpha\beta_2 \;\Rightarrow\; A \to \alpha A', \quad A' \to \beta_1 \mid \beta_2

    In an LL(1) (predictive top-down) parser the decision is made by looking at the first token; factoring out a common prefix ensures the choice is deterministic, so backtracking never occurs.

    Hence left factoring guarantees:
    (i) Not occurring of backtracking\boxed{\text{(i) Not occurring of backtracking}}

  5. Q1g. Consider a grammar A \to a S_1 | a S_2. The left factored grammar produced from the grammar is (i) A \to a A', A' \to S_1 | S_2 (ii) A' \to a A, A \to a S_1 | a S_2 (iii) A \to a A', A' \to S_1 | S_2, S_1 \to S_1, S_2 (iv) None of these20232m

    Module 2: Syntax Analysis (Parser)

    Consider a grammar A→aS1∣aS2A \to a S_1 | a S_2. The left factored grammar produced from the grammar is
    (i) A→aA′,A′→S1∣S2A \to a A', A' \to S_1 | S_2
    (ii) A′→aA,A→aS1∣aS2A' \to a A, A \to a S_1 | a S_2
    (iii) A→aA′,A′→S1∣S2,S1→S1,S2A \to a A', A' \to S_1 | S_2, S_1 \to S_1, S_2
    (iv) None of these

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    Worked Solution

    Answer: (i) A→aA′, A′→S1∣S2A \to aA',\ A' \to S_1 \mid S_2

    Step 1 — left factoring

    Given grammar:
    A→aS1∣aS2A \to aS_1 \mid aS_2

    The two alternatives share the common prefix a. We factor it out into a new nonterminal A′A':

    A→aA′A \to aA'

    A′→S1∣S2A' \to S_1 \mid S_2

    This is the standard left-factored (CFG) form that removes backtracking uncertainty, because after reading a the parser chooses between S1S_1 and S2S_2 by looking at the next input, not by backtracking.

    Hence the correct answer is:

    (i) A→aA′, A′→S1∣S2\boxed{\text{(i)}\ A \to aA',\ A' \to S_1 \mid S_2}

  6. Q1j. For a grammar G, shift reduce (S-R) conflicts are present in LALR(1) parser, if and only if (i) The LAR (1) parser for G has S.R conflicts (ii) The LR(0) parser for G has S.R conflicts (iii) The SLR(1) parser for G has S.R conflicts (iv) The SLR(0) parser for G has S.R conflicts20232m

    Module 2: Syntax Analysis (Parser)

    For a grammar G, shift reduce (S-R) conflicts are present in LALR(1) parser, if and only if
    (i) The LAR (1) parser for G has S.R conflicts
    (ii) The LR(0) parser for G has S.R conflicts
    (iii) The SLR(1) parser for G has S.R conflicts
    (iv) The SLR(0) parser for G has S.R conflicts

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    Worked Solution

    Answer: (i) The LR(1) parser for G has S–R conflicts

    Explanation — LALR vs LR relationship

    • LALR(1) parsers are built by merging the states of a canonical LR(1) parser that share the same core (same items, different lookaheads).
    • Merging states can create a reduce–reduce (R–R) conflict (two different reduce actions that were separated by lookahead now share a cell).
    • However, state-merging cannot create a new shift–reduce (S–R) conflict. Intuitively, a shift action exists on a terminal tt in a state only if tt is in that state's core in the LR(1) automaton too. So if the LALR(1) table has an S–R conflict, the same conflict must have already been present in the LR(1) table.

    Therefore the correct statement is the one in option (i) — the LR(1) parser for GG has S–R conflicts (with LAR(1) in the paper being a typo for LR(1)).

    (i) The LR(1) parser for G has S.R conflicts\boxed{\text{(i) The LR(1) parser for G has S.R conflicts}}

  7. Q3a. What are the advantages of LALR parsing over SLR and CLR methods?20235m

    Module 2: Syntax Analysis (Parser)

    What are the advantages of LALR parsing over SLR and CLR methods?

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    Worked Solution

    Advantages of LALR(1) parsing over SLR(1) and canonical LR (CLR)

    Method Number of states Power Slots management
    SLR(1) fewest weakest (uses FOLLOW) smallest
    LALR(1) same as SLR between SLR and CLR larger
    Canonical LR (CLR/CLR(1)) the most strongest largest

    Advantages of LALR over SLR:

    1. LALR(1) accepts a larger grammar class than SLR(1): SLR reduces using FOLLOW\mathrm{FOLLOW}, which may cause spurious reduce–reduce and shift–reduce conflicts, because it ignores which attribute context produced the follow. LALR uses the precise lookahead symbols from the LR(1) items (merged by core), so fewer conflicts arise. Many grammars that are not SLR are LALR.
    2. It is still simple: LALR(1) lookaheads are "compatible" — no shift–reduce conflict is introduced by merging states.

    Advantages of LALR over canonical LR (CLR):

    1. Fewer states — In practice LALR(1) has roughly the same number of states as SLR(1), whereas a canonical LR(1) parser can have a very large state space (up to exponential in the grammar size). This makes LALR tables much more compact and memory-efficient.
    2. Faster table construction — merging reduces the number of states to process.
    3. It is the method of choice in practice: LALR(1) is used in tools like YACC / Bison because it is strong enough for almost all practical grammars yet keeps the table small — the "sweet spot" between SLR (too weak) and CLR (too many states).

    Trade-off: CLR may parse a slightly larger class, but its cost (huge state) is not justified in most cases. So LALR(1) is the best power/size ratio.

    LALR(1) : smaller (SLR-like) state count, near-CLR power → most practical; wins for memory and speed.\boxed{\text{LALR(1) : smaller (SLR-like) state count, near-CLR power → most practical; wins for memory and speed.}}

  8. Q3b. Write the algorithm to compute FIRST and FOLLOW for a given grammar.20235m

    Module 2: Syntax Analysis (Parser)

    Write the algorithm to compute FIRST and FOLLOW for a given grammar.

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    Worked Solution

    Algorithm to compute FIRST and FOLLOW

    Notation: XX = nonterminal/terminal; α,β\alpha,\beta = strings of grammar symbols; ϵ\epsilon = empty string; $ = end marker.

    FIRST

    Compute FIRST(X1…Xn))FIRST(X_1\dots X_n)) = set of terminals that can start any string derivable from X1X2…XnX_1X_2\dots X_n (plus ϵ\epsilon if the whole can derive ϵ\epsilon).

    Rules (for individual symbol):

    1. If XX is a terminal, then FIRST(X)={X}\mathrm{FIRST}(X) = \{X\}.
    2. If XX is ϵ\epsilon production i.e. X→ϵX\to\epsilon, add ϵ\epsilon to FIRST(X)\mathrm{FIRST}(X).
    3. If XX is a nonterminal and X→Y1Y2…YkX\to Y_1Y_2\dots Y_k, then:
      • Put FIRST(Y1)\mathrm{FIRST}(Y_1) \textbackslash}{\epsilon} into FIRST(X)\mathrm{FIRST}(X).
      • If Y1Y_1 derives ϵ\epsilon, also put FIRST(Y2)∖{ϵ}\mathrm{FIRST}(Y_2)\setminus\{\epsilon\}, and so on.
      • If Y1..YkY_1..Y_k all can derive ϵ\epsilon, then put ϵ\epsilon into FIRST(X)\mathrm{FIRST}(X).
      • Order: For each production, apply until no more additions; repeat the whole loop until no change.

    For a string α=X1X2…Xn\alpha = X_1X_2\dots X_n :
    FIRST(α)=FIRST(X1)∖{ϵ}\mathrm{FIRST}(\alpha) = \mathrm{FIRST}(X_1) \setminus \{\epsilon\}; if ϵ∈FIRST(X1)\epsilon\in \mathrm{FIRST}(X_1), add FIRST(X2)∖{ϵ}\mathrm{FIRST}(X_2)\setminus\{\epsilon\}, etc.; if all XiX_i derive ϵ\epsilon, add ϵ\epsilon to FIRST(α)\mathrm{FIRST}(\alpha).

    2. Compute FOLLOW(X) for every nonterminal X

    Rule to find the set of terminals that can appear immediately to the right of XX in some sentential form.

    1. If XX is the start symbol, place `‘in` in \mathrm{FOLLOW}(X)$.
    2. For a production A→αBβA\to\alpha B\beta: everything in FIRST(β)\mathrm{FIRST}(\beta) except ϵ\epsilon goes into FOLLOW(B)\mathrm{FOLLOW}(B).
    3. If there is a production A→αBA\to\alpha B or A→αBβA\to\alpha B\beta where β⇝ϵ\beta \rightsquigarrow \epsilon (i.e. β\beta is nullable), then everything in FOLLOW(A)\mathrm{FOLLOW}(A) gets added to FOLLOW(B)\mathrm{FOLLOW}(B).
    4. Repeat these steps until no further additions occur.

    (Terminals/symbol ) that are not nonterminals have no FOLLOW.)

    These First/Follow results are then used to build the predictive (LL(1)) parsing table: for A→αA\to\alpha, put the production into M[A][a] for each a in FIRST(α)\mathrm{FIRST}(\alpha); if α\alpha nullable, put it into M[A][b] for each b in FOLLOW(A)\mathrm{FOLLOW}(A).

  9. Q3c. What is shift-reduce conflict?20234m

    Module 2: Syntax Analysis (Parser)

    What is shift-reduce conflict?

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    Worked Solution

    What is a shift–reduce conflict?

    A shift–reduce conflict (S–R conflict) is a parsing-table conflict in an LR-family bottom-up parser: in one state (looking at one input symbol), the parser has both a valid shift action and a valid reduce action.

    Why it happens: When constructing the parsing table, a single cell M[state,terminal]M[\text{state}, \text{terminal}] ends up with two entries: one saying "shift a (push onto the stack / go to next state)" and the other saying "reduce using production A→αA\to\alpha". Since the parser cannot decide deterministically, the grammar is not LR with the given method (and the table entry is ambiguous).

    Example grammar with S–R conflict: classic ambiguous grammar
    E→E+E∣E∗E∣(E)∣idE\to E+E \mid E*E \mid (E) \mid \text{id}
    produces S–R conflict in LR(0)/SLR(1)/LALR(1) because, e.g. after parsing E + E . with input + or *, the parser doesn't know whether to shift the operator (deferring) or reduce E+E.

    Remedies:

    • Add precedence/associativity (%left, %right, %prec in YACC) — e.g. make * bind tighter than +.
    • Refactor the grammar to an unambiguous form (e.g. with separate term/factor levels).
    • Use a more powerful parsing method (canonical LR can resolve conflicts that SLR can't) — but a true ambiguity cannot be removed by switching methods.

    Reduction internal form: in LR table notation, a cell with both s and r actions is marked as a conflict, and the grammar is rejected by the parser generator (unless a rule like "shift wins on S–R conflict" is chosen YACC's default: prefer shift).

    S–R conflict = a parsing table state where shift and reduce are both valid → grammar not LR for that method.\boxed{\text{S–R conflict = a parsing table state where shift and reduce are both valid → grammar not LR for that method.}}

  10. Q4b. Find the FIRST an FOLLOW form the following production: S \to aBDh B \to cC C \to bC | \epsilon D \to EF E \to g | \epsilon F \to f | \epsilon20237m

    Module 2: Syntax Analysis (Parser)

    Find the FIRST an FOLLOW form the following production:
    S→aBDhS \to aBDh
    B→cCB \to cC
    C→bC∣ϵC \to bC | \epsilon
    D→EFD \to EF
    E→g∣ϵE \to g | \epsilon
    F→f∣ϵF \to f | \epsilon

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    Worked Solution

    First and Follow for the given grammar

    Grammar:
    S→aBDhB→cCC→bC∣ϵD→EFE→g∣ϵF→f∣ϵ \begin{array}{rcl} S &\to& aBDh\\ B &\to& cC\\ C &\to& bC \mid \epsilon\\ D &\to& EF\\ E &\to& g \mid \epsilon\\ F &\to& f \mid \epsilon \end{array}

    Step 1 — FIRST sets

    Compute allowed terminals that begin derivations (plus ϵ\epsilon if nullable).

    • FIRST(a)={a}, FIRST(b)={b}, FIRST(c)={c}, FIRST(g)={g}, FIRST(f)={f}, FIRST(h)={h}\mathrm{FIRST}(a) = \{a\},\ \mathrm{FIRST}(b)=\{b\},\ \mathrm{FIRST}(c)=\{c\},\ \mathrm{FIRST}(g)=\{g\},\ \mathrm{FIRST}(f)=\{f\},\ \mathrm{FIRST}(h)=\{h\}
    • FIRST(C)={b,ϵ}\mathrm{FIRST}(C) = \{b, \epsilon\} (from C→bCC\to bC and C→ϵC\to\epsilon)
    • FIRST(E)={g,ϵ}\mathrm{FIRST}(E) = \{g, \epsilon\}
    • FIRST(F)={f,ϵ}\mathrm{FIRST}(F) = \{f, \epsilon\}
    • FIRST(D)\mathrm{FIRST}(D): D→EFD\to EF. FIRST(E)={g,ϵ}\{g,\epsilon\} → take gg; since E nullable, take FIRST(F)={f,ϵ}\{f,\epsilon\} → ff; since both nullable, include ϵ\epsilon.
      FIRST(D)={g,f,ϵ}\mathrm{FIRST}(D) = \{g, f, \epsilon\}
    • FIRST(B)={c}\mathrm{FIRST}(B) = \{c\} (from B→cCB\to cC). (B is not nullable since cc is a terminal.)
    • FIRST(S)\mathrm{FIRST}(S): S→aBDhS\to aBDh → starts with terminal a.
      FIRST(S)={a}\mathrm{FIRST}(S) = \{a\}

    Step 2 — FOLLOW sets

    The follow of a nonterminal XX is the set of terminals that can appear immediately to the right of XX in some sentential form.

    • FOLLOW(S)FOLLOW(S): S is the start symbol → ${$}$.
      FOLLOW(S)={$}\mathrm{FOLLOW}(S) = \{\$\}

    • FOLLOW(B)FOLLOW(B): from S→a B D hS\to a\,B\,D\,h, after BB comes DD, so we add FIRST(D)∖{ϵ}={g,f}\mathrm{FIRST}(D)\setminus\{\epsilon\} = \{g,f\}. Also DD is nullable, so we add $\mathrm{FOLLOW}(S) = {$}$.
      FOLLOW(B)={g, f, $}\mathrm{FOLLOW}(B) = \{g,\ f,\ \$\}

    • FOLLOW(C)FOLLOW(C): from B→c CB\to c\,C (C at the end), so FOLLOW(C)=FOLLOW(B)\mathrm{FOLLOW}(C) = \mathrm{FOLLOW}(B).
      FOLLOW(C)={g, f, $}\mathrm{FOLLOW}(C) = \{g,\ f,\ \$\}

    • FOLLOW(D)FOLLOW(D): from S→aBD hS\to aBD\,h, after DD comes terminal h.
      FOLLOW(D)={h}\mathrm{FOLLOW}(D) = \{h\}

    • FOLLOW(E)FOLLOW(E): from D→E FD\to E\,F, after EE comes FF, so add FIRST(F)∖{ϵ}={f}\mathrm{FIRST}(F)\setminus\{\epsilon\} = \{f\}. Since FF is nullable, also add FOLLOW(D)={h}\mathrm{FOLLOW}(D)=\{h\}.
      FOLLOW(E)={f, h}\mathrm{FOLLOW}(E) = \{f,\ h\}

    • FOLLOW(F)FOLLOW(F): from D→EFD\to EF (F at the end), so FOLLOW(F)=FOLLOW(D)\mathrm{FOLLOW}(F) = \mathrm{FOLLOW}(D).
      FOLLOW(F)={h}\mathrm{FOLLOW}(F) = \{h\}

    Final answer:
    FIRST(S)={a},FIRST(B)={c},FIRST(C)={b,ϵ},FIRST(D)={g,f,ϵ},FIRST(E)={g,ϵ},FIRST(F)={f,ϵ}{\small \mathrm{FIRST}(S)=\{a\},\quad \mathrm{FIRST}(B)=\{c\},\quad \mathrm{FIRST}(C)=\{b,\epsilon\},\quad \mathrm{FIRST}(D)=\{g,f,\epsilon\},\quad \mathrm{FIRST}(E)=\{g,\epsilon\},\quad \mathrm{FIRST}(F)=\{f,\epsilon\}}
    FOLLOW(S)={$},FOLLOW(B)={g,f,$},FOLLOW(C)={g,f,$},FOLLOW(D)={h},FOLLOW(E)={f,h},FOLLOW(F)={h}{\small \mathrm{FOLLOW}(S)=\{\$\},\quad\mathrm{FOLLOW}(B)=\{g,f,\$\},\quad\mathrm{FOLLOW}(C)=\{g,f,\$\},\quad\mathrm{FOLLOW}(D)=\{h\},\quad\mathrm{FOLLOW}(E)=\{f,h\},\quad\mathrm{FOLLOW}(F)=\{h\}}

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  12. Q5a. Construct the predictive parsing table for the following grammars: S \to AaAb | BbBa A \to \epsilon B \to \epsilon20237m

    Module 2: Syntax Analysis (Parser)

    Construct the predictive parsing table for the following grammars:
    S→AaAb∣BbBaS \to AaAb | BbBa
    A→ϵA \to \epsilon
    B→ϵB \to \epsilon

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    Worked Solution

    Predictive (LL(1)) parsing table

    Grammar:
    S→AaAb∣BbBaA→ϵB→ϵ S \to AaAb \mid BbBa\\ A \to \epsilon\\ B \to \epsilon

    Step 1 — FIRST and FOLLOW

    FIRST(A)={ϵ}\mathrm{FIRST}(A) = \{\epsilon\}, FIRST(B)={ϵ}\mathrm{FIRST}(B) = \{\epsilon\}.

    For S→AAAbS\to AAAb : because A→ϵA\to\epsilon, the first of the right-hand string is a. For S→BbBaS\to BbBa: the first is b. Hence:
    FIRST(S)={a,b}\mathrm{FIRST}(S) = \{a, b\}

    FOLLOW:

    • SS is start → $\mathrm{FOLLOW}(S) = {$ }$.
    • From S→AaAbS\to AaAb: the first AA is followed by a, the second AA by b.
      FOLLOW(A)={a,b}\mathrm{FOLLOW}(A) = \{a, b\}
    • From S→BbBaS\to BbBa: first BB followed by b, second BB by a.
      FOLLOW(B)={a,b}\mathrm{FOLLOW}(B) = \{a, b\}

    Step 2 — build table M[X][terminal]M[X][\text{terminal}]

    For each production X→αX\to\alpha, put X→αX\to\alpha into M[X][t]M[X][t] for every t∈FIRST(α)t\in \mathrm{FIRST}(\alpha); if α⇒ϵ\alpha \Rightarrow \epsilon, also put it into M[X][t]M[X][t] for every t∈FOLLOW(X)t\in\mathrm{FOLLOW}(X).

    • For S→AaAbS \to AaAb: FIRST(AaAb)={a}\mathrm{FIRST}(AaAb)=\{a\} → entry M[S][a]=S→AaAbM[S][a] = S\to AaAb.
    • For S→BbBaS \to BbBa: FIRST={b}\mathrm{FIRST}=\{b\} → M[S][b]=S→BbBaM[S][b] = S\to BbBa.
    • For A→ϵA\to\epsilon: place under FOLLOW(A)={a,b}\mathrm{FOLLOW}(A)=\{a,b\} → M[A][a]=A→ϵM[A][a]=A\to\epsilon, M[A][b]=A→ϵM[A][b]=A\to\epsilon.
    • For B→ϵB\to\epsilon: FOLLOW(B)={a,b}\mathrm{FOLLOW}(B)=\{a,b\} → M[B][a]=B→ϵM[B][a]=B\to\epsilon, M[B][b]=B→ϵM[B][b]=B\to\epsilon.

    Predictive parsing table (blank cells = error, no production):

    Nonterminal a b $
    SS S→AaAbS\to AaAb S→BbBaS\to BbBa —
    AA A→ϵA\to\epsilon A→ϵA\to\epsilon —
    BB B→ϵB\to\epsilon B→ϵB\to\epsilon —

    Verification: Every cell has at most one entry, so the grammar is LL(1) — no conflicts. This is the classic example of an LL(1) grammar with A→ϵ, B→ϵA\to\epsilon,\ B\to\epsilon that resolves the choice using lookahead.

  13. Q6a. What is handle? Consider the grammar: E \to E + E | E * E | id Find the handles of the right sentential forms of the reduction for the string id + id * id.20235m

    Module 2: Syntax Analysis (Parser)

    What is handle? Consider the grammar:
    E→E+E∣E∗E∣idE \to E + E | E * E | id
    Find the handles of the right sentential forms of the reduction for the string id+id∗idid + id * id.

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    Worked Solution

    Handle; reduction of id + id * id with grammar E→E+E∣E∗E∣idE\to E+E \mid E*E \mid \text{id}

    What is a handle?

    A handle of a (right) sentential form is a substring that matches the right-hand side of some production, and whose reduction to the left-hand-side nonterminal is a step in a rightmost (reverse) derivation — that is, the rightmost handle that, when reduced, produces a valid step toward the start symbol.

    In shift–reduce parsing we repeatedly prune handles: shift symbols onto the stack until the top stack symbols match a production RHS, then reduce (replace the handle by its nonterminal).

    Find the handles for id + id * id

    Grammar: E→E+E∣E∗E∣idE\to E+E \mid E*E \mid id. The (unique, rightmost) reduction sequence:

    Stack (top shown last) Input Action Handle reduced
    id + id * id shift id —
    E + id * id reduce id → E handle id
    E + id * id shift + —
    E + id * id shift id —
    E + E * id reduce handle id (2nd)
    E + E * id shift * —
    E + E * id (empty) shift —
    E + E * E reduce handle id (3rd)
    E + E reduce E*E → E handle E*E
    E reduce E+E → E handle E+E

    Handles (in reduction order), with the actual substrings:

    • id (first id on the left)
    • id (the middle id)
    • id (the id after *)
    • E * E (the redex E*E → E)
    • E + E (the redex E+E → E)

    Written against the original string, the reduction is a reverse of the rightmost derivation:
    id+id∗id  →reduce idE+id∗id→reduce idE+E∗id→E+E∗E→E+E→Eid + id * id \;\xrightarrow{\text{reduce id}} E + id*id \xrightarrow{\text{reduce id}} E+E*id \xrightarrow{} E+E*E \xrightarrow{E+E} \xrightarrow{E}
    The seeds/handles reduced, going left-to-right on the string: the *ids**, then EE, then E + E`.

  14. Q6b. When a grammar is called ambiguous? Is there any technique to remove ambiguity? Justify whether the grammar is ambiguous or not? A \to AA | (A) | a20234m

    Module 2: Syntax Analysis (Parser)

    When a grammar is called ambiguous? Is there any technique to remove ambiguity? Justify whether the grammar is ambiguous or not?
    A→AA∣(A)∣aA \to AA | (A) | a

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    Worked Solution

    Ambiguous grammar; ambiguity removal; is A→AA∣(A)∣aA \to AA \mid (A) \mid a ambiguous?

    1. When is a grammar called ambiguous?

    A grammar is called ambiguous when there exists at least one string in its language that has two or more distinct parse trees (equivalently, two different leftmost or two different rightmost derivations).

    2. Techniques to remove ambiguity

    • Grammar rewriting (precedence/associativity): restructure the grammar with separate levels, e.g. expr → expr + term | term, term → term * factor | factor, so that operators bind with the intended precedence and associativity.
    • Parser-tool directives: in YACC/Bison, use precedence declarations %left / %right / %nonassoc to resolve conflicts (e.g. %left '+', %left '*').
    • Explicit structure: for left-associative operators use left recursion; for the dangling-else problem use separate matched/unmatched statement nonterminals.
    • Caveat: removing ambiguity from an arbitrary grammar is undecidable in general, but for practical expression grammars these techniques work.

    3. Justify whether A→AA∣(A)∣aA \to AA \mid (A) \mid a is ambiguous

    Yes — this grammar is ambiguous.

    The string aaa has two distinct parse trees:

    • Tree 1 (grouping as a (a a)): root A → A A, left A → a, right A → A A with children a a:
           A
          / \
         a   A
            / \
           a   a
    
    • Tree 2 (grouping as (a a) a): root A → A A, left A → A A with children a a, right A → a:
           A
          / \
         A   a
       / \
      a   a
    

    Both trees derive the same string aaa with different structure ⇒ the grammar is ambiguous. The root cause is the production A→AAA \to AA — two adjacent occurrences of the same nonterminal admit two groupings of any consecutive run of a's.

    A fix for this grammar: make the concatenation left- or right-associative explicitly, e.g. A→A starA \to A\,\mathbf{star}, or add a priority marker — but more importantly, grammar A→AA∣a∣(A)A\to AA\mid a\mid (A) is inherently ambiguous, so a parser generator such as YACC would report a conflict for it. In practice prepend associativity info (%left) or rewrite to an unambiguous grammar such as A→A cat∣(A)∣aA \to A\,\text{cat} \mid (A) \mid a with cat a real operator.

    A→AA∣(A)∣a IS ambiguous — the string aaa has two parse trees.\boxed{\text{A} \to A A \mid (A) \mid a\ \text{IS ambiguous — the string } aaa \text{ has two parse trees.}}

  15. Q6c. Discuss about operator precedence parser.20235m

    Module 2: Syntax Analysis (Parser)

    Discuss about operator precedence parser.

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    Worked Solution

    Operator-Precedence Parser

    1. What it is

    An operator-precedence (OP) parser is a bottom-up shift–reduce parser whose shift/reduce decision is based only on a precedence relation table between terminal symbols (operators) — not on a full LR state machine.

    2. Operator grammar preconditions

    The grammar must be an operator grammar:

    • no ϵ\epsilon-production,
    • no two adjacent nonterminals on any right-hand side.

    3. Precedence relations

    Between terminals a and b:

    • a⋖ba \lessdot b — a has lower precedence than b (→ shift b)
    • a≐ba \doteq b — equal precedence (→ shift)
    • a⋗ba \gtrdot b — a has higher precedence than b (→ reduce)

    Computed from the grammar using the FIRST/LAST terminal sets:

    • if α a B β\alpha\, a\, B\, \beta and b∈FIRST(B)b\in \mathrm{FIRST}(B) then a⋖ba \lessdot b;
    • if A→α ab βA\to \alpha\, a b\, \beta then a≐ba \doteq b;
    • if A→α B b βA\to \alpha\, B\, b\,\beta and a∈LAST(B)a\in \mathrm{LAST}(B) then a⋗ba \gtrdot b.

    This yields the operator-precedence matrix M[t1][t2]M[t_1][t_2] for all terminal pairs.

    4. Algorithm (stack with ‘atbottom;inputendswith‘` at bottom; input ends with `):

    1. Compare precedence of the input symbol with the relevant top-of-stack terminal.
    2. If top ⋖\lessdot next, or top ≐\doteq next → shift the next token.
    3. If top ⋗\gtrdot next → a handle boundary has been found: scan back until the first preceding ⋖\lessdot relation; the substring between them is the handle → reduce it to its nonterminal. No state/lookahead table needed.
    4. Accept when the stack holds exactly the start symbol with no input left.

    5. Example — id + id * id with precedence * > +

    stack: $ id + id * id
    shift id, shift +, shift id
    when `*` (input) and top `id` reduce id→E... 
    then top `*` vs input `+`: since `*` ⋗ `+`, reduce E*E before E+ 
    → matches the expected "multiply before add" behaviour.
    

    6. Advantages & disadvantages

    Advantages:

    • very fast (simple matrix lookup), small table,
    • easy to implement (no GOTO states).

    Disadvantages:

    • works only for operator grammars (no adjacent nonterminals, no ϵ\epsilon),
    • handle detection is purely local — it ignores surrounding context, so many real languages need LR/LALR instead,
    • usually used in small/expression-oriented compilers or inside calculator-style evaluators.

    Example precedence table (* binds tighter than +):

    op + *
    + ≐,⋗\doteq, \gtrdot ⋖\lessdot
    * ⋗\gtrdot ⋗\gtrdot

    Rule: shift on ⋖\lessdot / ≐\doteq, reduce on ⋗\gtrdot — which reproduces standard arithmetic precedence.

  16. Q7b. Consider the following grammar: E \to E + T | T T \to T * F | F F \to td Draw a SLR state transition diagram for the above grammar. Also draw the SLR parse table.20237m

    Module 2: Syntax Analysis (Parser)

    Consider the following grammar:
    E→E+T∣TE \to E + T | T
    T→T∗F∣FT \to T * F | F
    F→tdF \to td
    Draw a SLR state transition diagram for the above grammar. Also draw the SLR parse table.

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    Worked Solution

    SLR parse for the grammar E→E+T∣TE\to E+T\mid T, T→T∗F∣FT\to T*F\mid F, F→idF\to \mathbf{id}

    (The paper spells the token td; we treat it as the identifier token id.)

    Augment with E′→EE'\to E.

    Productions numbering:

    1. E→E+TE\to E+T
    2. E→TE\to T
    3. T→T∗FT\to T*F
    4. T→FT\to F
    5. F→idF\to\mathbf{id}

    LR(0) canonical collection (states I0I_0–I8I_8):

    • I0I_0: E′→⋅E, E→⋅E+T, E→⋅T, T→⋅T∗F, T→⋅F, F→⋅idE'\to\cdot E,\ E\to\cdot E+T,\ E\to\cdot T,\ T\to\cdot T*F,\ T\to\cdot F,\ F\to\cdot\mathbf{id}
    • I1=goto(I0,E)I_1 = goto(I_0,E): E′→E⋅E'\to E\cdot, E→E⋅+TE\to E\cdot+T
    • I2=goto(I0,T)I_2 = goto(I_0,T): E→T⋅E\to T\cdot, T→T⋅∗FT\to T\cdot*F
    • I3=goto(I0,F)I_3 = goto(I_0,F): T→F⋅T\to F\cdot
    • I4=goto(I0,id)I_4 = goto(I_0,id): F→id⋅F\to \mathbf{id}\cdot
    • I5=goto(I1,+)I_5 = goto(I_1,+): E→E+⋅TE\to E+\cdot T, T→⋅T∗FT\to\cdot T*F, T→⋅FT\to\cdot F, F→⋅idF\to\cdot\mathbf{id}
    • I6=goto(I2,∗)I_6 = goto(I_2,*): T→T∗⋅FT\to T*\cdot F, F→⋅idF\to\cdot\mathbf{id}
    • I7=goto(I5,T)I_7 = goto(I_5,T): E→E+T⋅E\to E+T\cdot, T→T⋅∗FT\to T\cdot*F
    • I8=goto(I6,F)I_8 = goto(I_6,F): T→T∗F⋅T\to T*F\cdot

    GOTO transitions: 0→E1, 0→T2, 0→F3, 0→id40\xrightarrow{E}1,\ 0\xrightarrow{T}2,\ 0\xrightarrow{F}3,\ 0\xrightarrow{id}4;
    1→+51\xrightarrow{+}5; 2→∗62\xrightarrow{*}6; 5→T7, 5→F3, 5→id45\xrightarrow{T}7,\ 5\xrightarrow{F}3,\ 5\xrightarrow{id}4; 6→F8, 6→id46\xrightarrow{F}8,\ 6\xrightarrow{id}4; 7→∗67\xrightarrow{*}6.

    (This is the state-transition diagram; every state is a node and every label above is an edge.)

    FOLLOW sets:

    • $\mathrm{FOLLOW}(E)={+, $}(start)∪‘+‘from (start) ∪ `+` from E\to E+T$.
    • $\mathrm{FOLLOW}(T)={+,,$}$ (E→E+T ⇒ FOLLOW(E), T→TF ⇒ *).
    • $\mathrm{FOLLOW}(F)={+,*,$}$.

    SLR parsing table (ACTION + GOTO):

    State id + * $ E T F
    0 s4 1 2 3
    1 s5 acc
    2 r2 s6 r2
    3 r4 r4 r4
    4 r5 r5 r5
    5 s4 7 3
    6 s4 8
    7 r1 s6 r1
    8 r3 r3 r3
    • s n = shift and go to state n; r k = reduce by production kk (list above); acc = accept.
    • Uses FOLLOW: r4/r5 in states 3/4 for +, *, $ (in FOLLOW(T)/FOLLOW(F)) etc.

    No cell has two actions → the grammar is SLR(1) (a conflict-free table), and id + id * id is accepted.

  17. Q8a. Consider the following grammar: S \to CC C \to cC | d Find the LR(1) set of items.20235m

    Module 2: Syntax Analysis (Parser)

    Consider the following grammar:
    S→CCS \to CC
    C→cC∣dC \to cC | d
    Find the LR(1) set of items.

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    Worked Solution

    LR(1) sets of items for S→CCS\to CC, C→cC∣dC\to cC\mid d

    Augmented grammar: S′→SS'\to S.

    Items are written [A→α⋅β, a][A\to\alpha\cdot\beta,\ a] where a is the lookahead terminal.

    Closure hint: from $[S\to \cdot CC,\ $],thesymbolafterthedotis, the symbol after the dot is Candthelookaheadcontextof and the lookahead context of C\to\cdotsis is \mathrm{FIRST}(C$)={c,d},soinner, so inner C−itemsreceivelookaheads-items receive lookaheads {c,d}$.

    Canonical LR(1) collection:

    • I0I_0: $[S'\to\cdot S,$],\ [S\to\cdot CC,$],\ [C\to\cdot cC,\ c/d],\ [C\to\cdot d,\ c/d]$
    • I1I_1 = goto(I0,S)(I_0,S): $[S'\to S\cdot,$]$
    • I2I_2 = goto(I0,C)(I_0,C): $[S\to C\cdot C,$],\ [C\to\cdot cC,$],\ [C\to\cdot d,$]$
    • I3I_3 = goto(I0,c)(I_0,c): [C→c⋅C, c/d], [C→⋅cC, c/d], [C→⋅d, c/d][C\to c\cdot C,\ c/d],\ [C\to\cdot cC,\ c/d],\ [C\to\cdot d,\ c/d]
    • I4I_4 = goto(I0,d)(I_0,d): [C→d⋅, c/d][C\to d\cdot,\ c/d]
    • I5I_5 = goto(I2,C)(I_2,C): $[S\to CC\cdot,$]$
    • I6I_6 = goto(I2,c)(I_2,c): $[C\to c\cdot C,$],\ [C\to\cdot cC,$],\ [C\to\cdot d,$]$
    • I7I_7 = goto(I2,d)(I_2,d): $[C\to d\cdot,$]$
    • I8I_8 = goto(I3,C)(I_3,C): [C→cC⋅, c/d][C\to cC\cdot,\ c/d]
    • I9I_9 = goto(I6,C)(I_6,C): $[C\to cC\cdot,$]$

    GOTO function:

    • goto(I0,S)(I_0,S)= I1I_1; goto(I0,C)(I_0,C)=I2I_2; goto(I0,c)(I_0,c)=I3I_3; goto(I0,d)(I_0,d)=I4I_4
    • goto(I2,C)(I_2,C)=I5I_5; goto(I2,c)(I_2,c)=I6I_6; goto(I2,d)(I_2,d)=I7I_7
    • goto(I3,C)(I_3,C)=I8I_8; goto(I3,c)(I_3,c)=I3I_3; goto(I3,d)(I_3,d)=I4I_4
    • goto(I6,C)(I_6,C)=I9I_9; goto(I6,c)(I_6,c)=I6I_6; goto(I6,d)(I_6,d)=I7I_7

    So the canonical LR(1) machine has 10 states (I0I_0–I9I_9).

    Reduce actions: I4I_4: C→dC\to d on {c,d}\{c,d\}; I7I_7: C→dC\to d on $$;; I_8:: C\to cCon on {c,d};; I_9:: C\to cCon‘ on `; I5I_5: S→CCS\to CC on ‘;`; I_1:accepton‘: accept on ``.

    Bonus — LALR(1): merging states with equal cores (I4∪I7I_4\cup I_7, I3∪I6I_3\cup I_6, I8∪I9I_8\cup I_9) gives the 7-state LALR(1) automaton, free of conflicts for this grammar.