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Module 4: Cluster Analysis

20212m

List at least four general characteristics of hierarchical clustering methods.

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Answer: Four general characteristics of hierarchical clustering

Hierarchical clustering methods build a nested hierarchy (dendrogram) of clusters. Their general characteristics include:

  1. No requirement to specify the number of clusters kk in advance — the kk is chosen afterwards by "cutting" the dendrogram at a chosen similarity/distance level.

  2. Agglomerative (bottom-up) or divisive (top-down) — agglomerative starts with each object in its own cluster and repeatedly merges the two most similar clusters (e.g., AGNES/AGNES), while divisive starts with all objects in one cluster and repeatedly splits (e.g., DIANA).

  3. Merge/split decisions are based on inter-cluster proximity (distance or similarity between clusters), using linking criteria such as:

    • single-link — distance between the closest members,
    • complete-link — distance between the farthest members,
    • average-link — average inter-cluster distance.
  4. The hierarchy is represented by a dendrogram — a tree diagram that records the sequences of merges/splits and the similarity levels at which they occur.

  5. They do not backtrack / are irreversible — once two clusters are merged (agglomerative) they are never separated; once a cluster is split (divisive) it is never re-merged.

  6. They are deterministic and non-linear — no centroid optimisation; no iterative refinement (unlike k-means).

  7. Complexity: typically O(n2)O(n^2) or more (no need for kk) — less noisy/sensitive to initial conditions if stable, but costlier than partitioning.

(At least four of the above are usually quoted — e.g., 1, 2, 3, 4.)

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